0001144204-15-010207.txt : 20150218 0001144204-15-010207.hdr.sgml : 20150216 20150217163112 ACCESSION NUMBER: 0001144204-15-010207 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20150217 DATE AS OF CHANGE: 20150217 GROUP MEMBERS: DAVID E. SHAW SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BEAZER HOMES USA INC CENTRAL INDEX KEY: 0000915840 STANDARD INDUSTRIAL CLASSIFICATION: OPERATIVE BUILDERS [1531] IRS NUMBER: 582086934 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-44189 FILM NUMBER: 15623190 BUSINESS ADDRESS: STREET 1: 1000 ABERNATHY ROAD STREET 2: STE 260 CITY: ATLANTA STATE: GA ZIP: 30328 BUSINESS PHONE: 7708293700 MAIL ADDRESS: STREET 1: 1000 ABERNATHY ROAD STREET 2: STE 260 CITY: ATLANTA STATE: GA ZIP: 30328 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: D. E. SHAW & CO, L.P. CENTRAL INDEX KEY: 0001009268 IRS NUMBER: 133695715 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 1166 AVENUE OF THE AMERICAS STREET 2: NINTH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 2124780000 MAIL ADDRESS: STREET 1: 1166 AVENUE OF THE AMERICAS STREET 2: NINTH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: SHAW D E & CO L P /NY/ DATE OF NAME CHANGE: 19990421 SC 13G/A 1 v400768_sc13ga.htm SCHEDULE 13G/A

 

SECURITIES AND EXCHANGE COMMISSION

 

Washington, D.C. 20549

 

SCHEDULE 13G

(Amendment No. 1)

 

Under the Securities Exchange Act of 1934

 

 

Beazer Homes USA, Inc.

(Name of Issuer)

 

 

Common stock, par value $0.001

(Title of Class of Securities)

 

 

07556Q881

(CUSIP Number)

 

 

December 31, 2014

(Date of Event Which Requires Filing of this Statement)

 

Check the following box to designate the rule pursuant to which the Schedule is filed:

 

¨ Rule 13d-1(b)
x Rule 13d-1(c)
¨ Rule 13d-1(d)

 

*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 
 

 

CUSIP No. 07556Q881

 

  1.

Names of Reporting Persons

I.R.S. Identification Nos. of above persons (entities only)

D. E. Shaw & Co., L.P.

13-3695715

 

  2. Check the Appropriate Box if a Member of a Group (See Instructions)
    (a) ¨
   

(b)

 

¨
  3.

SEC Use Only

 

  4.

Citizenship or Place of Organization

Delaware

 

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person With

5.

Sole Voting Power

 

-0-

      6.

Shared Voting Power

1,008,329

 

      7.

Sole Dispositive Power

-0-

 

      8.

Shared Dispositive Power

1,016,529

 

  9.

Aggregate Amount Beneficially Owned by Each Reporting Person

1,016,529

 

  10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) ¨

 

  11.

Percent of Class Represented by Amount in Row (9)

3.7%

 

  12.

Type of Reporting Person (See Instructions)

IA, PN

 

 
 

CUSIP No. 07556Q881

 

  1.

Names of Reporting Persons

I.R.S. Identification Nos. of above persons (entities only)

David E. Shaw

 

  2. Check the Appropriate Box if a Member of a Group (See Instructions)
    (a) ¨
   

(b)

 

¨
  3.

SEC Use Only

 

  4.

Citizenship or Place of Organization

United States

 

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person With

5.

Sole Voting Power

 

-0-

      6.

Shared Voting Power

1,008,329

 

      7.

Sole Dispositive Power

-0-

 

      8.

Shared Dispositive Power

1,016,529

 

  9.

Aggregate Amount Beneficially Owned by Each Reporting Person

1,016,529

 

  10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) ¨

 

  11.

Percent of Class Represented by Amount in Row (9)

3.7%

 

  12.

Type of Reporting Person (See Instructions)

IN

  

 
 

 

Item 1.

(a)Name of Issuer

Beazer Homes USA, Inc.

 

(b)Address of Issuer's Principal Executive Offices

1000 Abernathy Road, Suite 260

Atlanta, Georgia 30328

 

Item 2.

(a)Name of Person Filing

D. E. Shaw & Co., L.P.

David E. Shaw

 

(b)Address of Principal Business Office or, if none, Residence

The business address for each reporting person is:

1166 Avenue of the Americas, 9th Floor

New York, NY 10036

 

(c)Citizenship

D. E. Shaw & Co., L.P. is a limited partnership organized under the laws of the state of Delaware.

David E. Shaw is a citizen of the United States of America.

 

(d)Title of Class of Securities

Common stock, par value $0.001

 

(e)CUSIP Number

07556Q881

 

Item 3.If this statement is filed pursuant to Rule 13d-1(b) or 13d-2(b) or (c), check whether the person filing is a:

 

Not Applicable

 

Item 4.Ownership

 

As of December 31, 2014:

 

(a) Amount beneficially owned:

 

D. E. Shaw & Co., L.P.:

1,016,529 shares

  This is composed of (i) 589,113 shares in the name of D. E. Shaw Valence Portfolios, L.L.C., (ii) 20,000 shares that D. E. Shaw Valence Portfolios, L.L.C. has the right to acquire through the exercise of listed call options, (iii) 222,350 shares in the name of D. E. Shaw Oculus Portfolios, L.L.C., (iv) 387 shares in the name of D. E. Shaw Asymptote Portfolios, L.L.C., and (v) 184,679 shares under the management of D. E. Shaw Investment Management, L.L.C.
   
David E. Shaw:

1,016,529 shares

  This is composed of (i) 589,113 shares in the name of D. E. Shaw Valence Portfolios, L.L.C., (ii) 20,000 shares that D. E. Shaw Valence Portfolios, L.L.C. has the right to acquire through the exercise of listed call options, (iii) 222,350 shares in the name of D. E. Shaw Oculus Portfolios, L.L.C., (iv) 387 shares in the name of D. E. Shaw Asymptote Portfolios, L.L.C., and (v) 184,679 shares under the management of D. E. Shaw Investment Management, L.L.C.

 

(b) Percent of class:

D. E. Shaw & Co., L.P.: 3.7%
David E. Shaw: 3.7%

 

 
 

 

(c) Number of shares to which the person has:

(i)

Sole power to vote or to direct the vote:

 
  D. E. Shaw & Co., L.P.:

-0- shares

  David E. Shaw:

-0- shares

     
(ii)

Shared power to vote or to direct the vote:

 
  D. E. Shaw & Co., L.P.:

1,008,329 shares

  David E. Shaw:

1,008,329 shares

     
(iii)

Sole power to dispose or to direct the disposition of:

 
  D. E. Shaw & Co., L.P.: -0- shares
  David E. Shaw:

-0- shares

     
(iv)

Shared power to dispose or to direct the disposition of:

 
  D. E. Shaw & Co., L.P.:

1,016,529 shares

  David E. Shaw:

1,016,529 shares

 

David E. Shaw does not own any shares directly. By virtue of David E. Shaw’s position as President and sole shareholder of D. E. Shaw & Co., Inc., which is the general partner of D. E. Shaw & Co., L.P., which in turn is the manager and investment adviser of D. E. Shaw Valence Portfolios, L.L.C., the investment adviser of D. E. Shaw Oculus Portfolios, L.L.C., and the managing member of (i) D. E. Shaw Investment Management, L.L.C. and (ii) D. E. Shaw Adviser, L.L.C., which in turn is the investment adviser of D. E. Shaw Asymptote Portfolios, L.L.C., and by virtue of David E. Shaw’s position as President and sole shareholder of D. E. Shaw & Co. II, Inc., which is the managing member of D. E. Shaw & Co., L.L.C., which in turn is the manager of D. E. Shaw Oculus Portfolios, L.L.C. and the managing member of D. E. Shaw Manager, L.L.C., which in turn is the manager of D. E. Shaw Asymptote Portfolios, L.L.C., David E. Shaw may be deemed to have the shared power to vote or direct the vote of 1,008,329 shares, and the shared power to dispose or direct the disposition of 1,016,529 shares, the 1,016,529 shares as described above constituting 3.7% of the outstanding shares and, therefore, David E. Shaw may be deemed to be the beneficial owner of such shares. David E. Shaw disclaims beneficial ownership of such 1,016,529 shares.

 

Item 5.Ownership of Five Percent or Less of a Class

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following x.

 

Item 6.Ownership of More than Five Percent on Behalf of Another Person.

Not Applicable

 

Item 7.Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.

Not Applicable

 

Item 8.Identification and Classification of Members of the Group

Not Applicable

 

Item 9.Notice of Dissolution of Group

Not Applicable

 

Item 10.Certification

By signing below, each of D. E. Shaw & Co., L.P. and David E. Shaw certify that, to the best of such reporting person’s knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having such purposes or effect.

 

 
 

 

SIGNATURE

 

After reasonable inquiry and to the best of their knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct. A Power of Attorney, dated December 16, 2014, granted by David E. Shaw in favor of Nathan Thomas, is attached hereto.

 

Dated: February 17, 2015

 

 

  D. E. Shaw & Co., L.P.
     
  By: /s/ Nathan Thomas
    Nathan Thomas
    Chief Compliance Officer
     

 

  David E. Shaw
     
  By: /s/ Nathan Thomas
    Nathan Thomas
    Attorney-in-Fact for David E. Shaw

 

 

 

EX-1 2 v400768_ex1.htm EXHIBIT 1

 

Exhibit 1

 

POWER OF ATTORNEY

FOR CERTAIN REGULATORY FILINGS

INCLUDING CERTAIN FILINGS

UNDER THE SECURITIES EXCHANGE ACT OF 1934

AND THE INVESTMENT ADVISERS ACT OF 1940

 

I, David E. Shaw, hereby make, constitute, and appoint each of:

 

Anne Dinning,

 

Julius Gaudio,

 

John Liftin,

 

Maximilian Stone,

 

Nathan Thomas, and

 

Eric Wepsic,

 

acting individually, as my agent and attorney-in-fact, with full power of substitution, for the purpose of, from time to time, (i) executing in my name and/or my capacity as President of D. E. Shaw & Co., Inc. (acting for itself or as the general partner of D. E. Shaw & Co., L.P. and general partner, managing member, or manager of other entities, any of which in turn may be acting for itself or other entities) all documents, certificates, instruments, statements, other filings, and amendments to the foregoing (collectively, “documents”) determined by such person to be necessary or appropriate to comply with any registration or regulatory disclosure requirements and/or ownership or control-person reporting requirements imposed by any United States or non-United States governmental or regulatory authority, including without limitation Form ADV, Forms 3, 4, 5, and 13F, and Schedules 13D and 13G required to be filed with the United States Securities and Exchange Commission, and (ii) delivering, furnishing, or filing any such documents to or with the appropriate governmental or regulatory authority. Any such determination shall be conclusively evidenced by such person’s execution, delivery, furnishing, and/or filing of the applicable document.

 

This power of attorney shall be valid from the date hereof and replaces the power granted on June 22, 2012, which is hereby cancelled.

 

IN WITNESS HEREOF, I have executed this instrument as of the date set forth below.

 

Date: December 16, 2014

 

DAVID E. SHAW, as President of

D. E. Shaw & Co., Inc.

/s/ David E. Shaw

New York, New York